Filing Details
- Accession Number:
- 0001112679-11-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-03 19:20:10
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-03
- Accepted Time:
- 2011-03-03 19:20:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200483 | J Alfred Amoroso | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-03-01 | 23,959 | $13.53 | 191,459 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-01 | 23,959 | $55.04 | 167,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-01 | 1,667 | $15.52 | 169,167 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-01 | 1,667 | $55.04 | 167,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-01 | 5,730 | $15.73 | 173,230 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-01 | 5,730 | $55.04 | 167,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-01 | 2,605 | $30.00 | 170,105 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-01 | 2,605 | $55.04 | 167,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-01 | 62,500 | $54.78 | 105,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-03-01 | 23,959 | $0.00 | 23,959 | $13.53 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-03-01 | 1,667 | $0.00 | 1,667 | $15.52 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-03-01 | 5,730 | $0.00 | 5,730 | $15.73 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-03-01 | 2,605 | $0.00 | 2,605 | $30.00 |
Common Stock | Employee Stock Options (right to buy) | Acquisiton | 2011-03-01 | 450,000 | $0.00 | 450,000 | $54.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
71,875 | 2013-06-01 | No | 4 | M | Direct | |
30,000 | 2015-09-01 | No | 4 | M | Direct | |
137,500 | 2016-03-01 | No | 4 | M | Direct | |
78,125 | 2016-09-01 | No | 4 | M | Direct | |
450,000 | 2018-03-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,938 | Indirect | Amoroso Family Trust |
Footnotes
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated November 16, 2010.
- Shares sold on the open market are reported as an average sell price per share of $55.04 and and per share sale prices are as follows; 100 at $54.18; 100 at $54.19; 200 at $54.20; 100 at $54.21; 200 at $54.24; 100 at $54.26; 100 at $54.27; 1,200 at $54.28; 300 at $54.29; 400 at $54.31; 600 at $54.32; 900 at $54.33; 600 at $54.34; 1,158 at $54.35; 42 at $54.36; 100 at $54.37; 700 at $54.38; 700 at $54.39; 500 at $54.40; 200 at $54.41; 100 at $54.42; 100 at $54.43; 700 at $54.44; 100 at $54.46; 100 at $54.48; 100 at $54.50; 400 at $54.52; 100 at $54.53; 300 at $54.55; 400 at $54.59; 200 at $54.61; 300 at $54.62; 100 at $54.63; 200 at $54.64; 300 at $54.67; 200 at $54.68; 200 at $54.71; 300 at $54.74; 1,000 at $54.81; 100 at $54.84; 100 at $54.85; 100 at $54.86; 100 at $54.87; 100 at $54.88; 400 at $54.90; 200 at $55.05; 400 at $55.08; 100 at $55.09; 1,100 at $55.10; 300 at $55.12; 300 at $55.13; 200 at $55.14; additional shares sold continued on Footnote (3).
- Shares sold on the open market are reported as an average sell price per share of $55.04 (continued); breakdown of shares sold and per share sale prices are as follows: 1,100 at $55.15; 600 at $55.17; 178 at $55.20; 422 at $55.21; 55 at $55.25; 45 at $55.26; 100 at $55.33; 700 at $55.34; 600 at $55.35; 100 at $55.36; 200 at $55.39; 100 at $55.40; 200 at $55.41; 1,100 at $55.42; 100 at $55.45; 400 at $55.46; 800 at $55.47; 200 at $55.48; 900 at $55.49; 100 at $55.50; 200 at $55.51; 161 at $55.53; 800 at $55.54; 900 at $55.55; 700 at $55.56; 400 at $55.58; 100 at $55.59; 500 at $55.60; 200 at $55.61; 300 at $55.62; 100 at $55.64; 700 at $55.66; 400 at $55.68; 200 at $55.69; 300 at $55.70; 700 at $55.71; 100 at $55.72; 100 at $55.74; 200 at $55.75; 300 at $55.76 and 1,600 at $55.82.
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated August 13, 2010.
- Shares sold on the open market are reported as an average sell price per share of $54.78; breakdown of shares sold and per share sale prices are as follows: 200 at $54.03; 900 at $54.04; 400 at $54.10; 1,600 at $54.11; 300 at $54.13; 1,100 at $54.15; 900 at $54.16; 100 at $54.17; 700 at $54.18; 1,300 at $54.19; 400 at $54.20; 200 at $54.21; 200 at $54.22; 400 at $54.24; 700 at $54.25; 2,005 at $54.26; 95 at $54.27; 1,091 at $54.29; 609 at $54.30; 1,200 at $54.31; 700 at $54.32; 1,700 at $54.33; 1,400 at $54.34; 700 at $54.35; 500 at $54.36; 200 at $54.37; 700 at $54.38; 400 at $54.39; 400 at $54.40; 700 at $54.41; 400 at $54.42; 200 at $54.43; 700 at $54.44; 200 at $54.45; 400 at $54.46; 300 at $54.47; 250 at $54.48; 1,150 at $54.49; 600 at $54.50; 200 at $54.51; 300 at $54.52; 100 at $54.53; 100 at $54.54; 200 at $54.55; 400 at $54.56; 200 at $54.58; 800 at $54.60; 700 at $54.61; 200 at $54.62; 600 at $54.63; 395 at $54.64; additional shares sold continued on Footnote (6).
- Shares sold on the open market are reported as an average sell price per share of $54.78 (continued); breakdown of shares sold and per share sale prices are as follows: 100 at $54.65; 600 at $54.67; 400 at $54.68; 5 at $54.69; 200 at $54.70; 600 at $54.71; 200 at $54.72; 200 at $54.74; 1,000 at $54.75; 400 at $54.76; 200 at $54.77; 600 at $54.78; 300 at $54.79; 100 at $54.80; 900 at $54.81; 500 at $54.83; 600 at $54.84; 1,500 at $54.85; 300 at $54.86; 1,400 at $54.87; 700 at $54.88; 700 at $54.89; 200 at $54.90; 100 at $54.91; 100 at $54.93; 200 at $54.96; 100 at $54.97; 300 at $55.00; 200 at $55.01; 200 at $55.03; 200 at $55.05; 500 at $55.07; 200 at $55.08; 100 at $55.09; 900 at $55.10; 500 at $55.12; 500 at $55.13; 500 at $55.14; 200 at $55.15; 300 at $55.17; 200 at $55.18; 200 at $55.19; 300 at $55.20; 100 at $55.21; 200 at $55.27; 200 at $55.34; additional shares sold continued on Footnote (7).
- Shares sold on the open market are reported as an average sell price per share of $54.78 (continued); breakdown of shares sold and per share sale prices are as follows: 100 at $55.36; 200 at $55.37; 800 at $55.39; 700 at $55.40; 400 at $55.41; 400 at $55.43; 100 at $55.44; 100 at $55.46; 500 at $55.47; 200 at $55.48; 1,100 at $55.49; 200 at $55.52; 100 at $55.54; 600 at $55.55; 100 at $55.56; 500 at $55.57; 400 at $55.59; 900 at $55.60; 900 at $55.61; 300 at $55.62; 200 at $55.63; 500 at $55.64; 200 at $55.65; 400 at $55.66; 1,100 at $55.67; 400 at $55.68; 400 at $55.70; 200 at $55.71; 200 at $55.72; 500 at $55.74 and 1,600 at $55.82.
- Mr. Amoroso and his wife are co-trustees of the Amoroso Family Trust.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2011; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.