Filing Details

Accession Number:
0001112679-11-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-03 19:20:10
Reporting Period:
2011-03-01
Filing Date:
2011-03-03
Accepted Time:
2011-03-03 19:20:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200483 J Alfred Amoroso C/O Rovi Corporation
2830 De La Cruz Blvd
Santa Clara CA 95050
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-03-01 23,959 $13.53 191,459 No 4 M Direct
Common Stock Disposition 2011-03-01 23,959 $55.04 167,500 No 4 S Direct
Common Stock Acquisiton 2011-03-01 1,667 $15.52 169,167 No 4 M Direct
Common Stock Disposition 2011-03-01 1,667 $55.04 167,500 No 4 S Direct
Common Stock Acquisiton 2011-03-01 5,730 $15.73 173,230 No 4 M Direct
Common Stock Disposition 2011-03-01 5,730 $55.04 167,500 No 4 S Direct
Common Stock Acquisiton 2011-03-01 2,605 $30.00 170,105 No 4 M Direct
Common Stock Disposition 2011-03-01 2,605 $55.04 167,500 No 4 S Direct
Common Stock Disposition 2011-03-01 62,500 $54.78 105,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2011-03-01 23,959 $0.00 23,959 $13.53
Common Stock Employee Stock Options (right to buy) Disposition 2011-03-01 1,667 $0.00 1,667 $15.52
Common Stock Employee Stock Options (right to buy) Disposition 2011-03-01 5,730 $0.00 5,730 $15.73
Common Stock Employee Stock Options (right to buy) Disposition 2011-03-01 2,605 $0.00 2,605 $30.00
Common Stock Employee Stock Options (right to buy) Acquisiton 2011-03-01 450,000 $0.00 450,000 $54.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
71,875 2013-06-01 No 4 M Direct
30,000 2015-09-01 No 4 M Direct
137,500 2016-03-01 No 4 M Direct
78,125 2016-09-01 No 4 M Direct
450,000 2018-03-01 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,938 Indirect Amoroso Family Trust
Footnotes
  1. Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated November 16, 2010.
  2. Shares sold on the open market are reported as an average sell price per share of $55.04 and and per share sale prices are as follows; 100 at $54.18; 100 at $54.19; 200 at $54.20; 100 at $54.21; 200 at $54.24; 100 at $54.26; 100 at $54.27; 1,200 at $54.28; 300 at $54.29; 400 at $54.31; 600 at $54.32; 900 at $54.33; 600 at $54.34; 1,158 at $54.35; 42 at $54.36; 100 at $54.37; 700 at $54.38; 700 at $54.39; 500 at $54.40; 200 at $54.41; 100 at $54.42; 100 at $54.43; 700 at $54.44; 100 at $54.46; 100 at $54.48; 100 at $54.50; 400 at $54.52; 100 at $54.53; 300 at $54.55; 400 at $54.59; 200 at $54.61; 300 at $54.62; 100 at $54.63; 200 at $54.64; 300 at $54.67; 200 at $54.68; 200 at $54.71; 300 at $54.74; 1,000 at $54.81; 100 at $54.84; 100 at $54.85; 100 at $54.86; 100 at $54.87; 100 at $54.88; 400 at $54.90; 200 at $55.05; 400 at $55.08; 100 at $55.09; 1,100 at $55.10; 300 at $55.12; 300 at $55.13; 200 at $55.14; additional shares sold continued on Footnote (3).
  3. Shares sold on the open market are reported as an average sell price per share of $55.04 (continued); breakdown of shares sold and per share sale prices are as follows: 1,100 at $55.15; 600 at $55.17; 178 at $55.20; 422 at $55.21; 55 at $55.25; 45 at $55.26; 100 at $55.33; 700 at $55.34; 600 at $55.35; 100 at $55.36; 200 at $55.39; 100 at $55.40; 200 at $55.41; 1,100 at $55.42; 100 at $55.45; 400 at $55.46; 800 at $55.47; 200 at $55.48; 900 at $55.49; 100 at $55.50; 200 at $55.51; 161 at $55.53; 800 at $55.54; 900 at $55.55; 700 at $55.56; 400 at $55.58; 100 at $55.59; 500 at $55.60; 200 at $55.61; 300 at $55.62; 100 at $55.64; 700 at $55.66; 400 at $55.68; 200 at $55.69; 300 at $55.70; 700 at $55.71; 100 at $55.72; 100 at $55.74; 200 at $55.75; 300 at $55.76 and 1,600 at $55.82.
  4. Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated August 13, 2010.
  5. Shares sold on the open market are reported as an average sell price per share of $54.78; breakdown of shares sold and per share sale prices are as follows: 200 at $54.03; 900 at $54.04; 400 at $54.10; 1,600 at $54.11; 300 at $54.13; 1,100 at $54.15; 900 at $54.16; 100 at $54.17; 700 at $54.18; 1,300 at $54.19; 400 at $54.20; 200 at $54.21; 200 at $54.22; 400 at $54.24; 700 at $54.25; 2,005 at $54.26; 95 at $54.27; 1,091 at $54.29; 609 at $54.30; 1,200 at $54.31; 700 at $54.32; 1,700 at $54.33; 1,400 at $54.34; 700 at $54.35; 500 at $54.36; 200 at $54.37; 700 at $54.38; 400 at $54.39; 400 at $54.40; 700 at $54.41; 400 at $54.42; 200 at $54.43; 700 at $54.44; 200 at $54.45; 400 at $54.46; 300 at $54.47; 250 at $54.48; 1,150 at $54.49; 600 at $54.50; 200 at $54.51; 300 at $54.52; 100 at $54.53; 100 at $54.54; 200 at $54.55; 400 at $54.56; 200 at $54.58; 800 at $54.60; 700 at $54.61; 200 at $54.62; 600 at $54.63; 395 at $54.64; additional shares sold continued on Footnote (6).
  6. Shares sold on the open market are reported as an average sell price per share of $54.78 (continued); breakdown of shares sold and per share sale prices are as follows: 100 at $54.65; 600 at $54.67; 400 at $54.68; 5 at $54.69; 200 at $54.70; 600 at $54.71; 200 at $54.72; 200 at $54.74; 1,000 at $54.75; 400 at $54.76; 200 at $54.77; 600 at $54.78; 300 at $54.79; 100 at $54.80; 900 at $54.81; 500 at $54.83; 600 at $54.84; 1,500 at $54.85; 300 at $54.86; 1,400 at $54.87; 700 at $54.88; 700 at $54.89; 200 at $54.90; 100 at $54.91; 100 at $54.93; 200 at $54.96; 100 at $54.97; 300 at $55.00; 200 at $55.01; 200 at $55.03; 200 at $55.05; 500 at $55.07; 200 at $55.08; 100 at $55.09; 900 at $55.10; 500 at $55.12; 500 at $55.13; 500 at $55.14; 200 at $55.15; 300 at $55.17; 200 at $55.18; 200 at $55.19; 300 at $55.20; 100 at $55.21; 200 at $55.27; 200 at $55.34; additional shares sold continued on Footnote (7).
  7. Shares sold on the open market are reported as an average sell price per share of $54.78 (continued); breakdown of shares sold and per share sale prices are as follows: 100 at $55.36; 200 at $55.37; 800 at $55.39; 700 at $55.40; 400 at $55.41; 400 at $55.43; 100 at $55.44; 100 at $55.46; 500 at $55.47; 200 at $55.48; 1,100 at $55.49; 200 at $55.52; 100 at $55.54; 600 at $55.55; 100 at $55.56; 500 at $55.57; 400 at $55.59; 900 at $55.60; 900 at $55.61; 300 at $55.62; 200 at $55.63; 500 at $55.64; 200 at $55.65; 400 at $55.66; 1,100 at $55.67; 400 at $55.68; 400 at $55.70; 200 at $55.71; 200 at $55.72; 500 at $55.74 and 1,600 at $55.82.
  8. Mr. Amoroso and his wife are co-trustees of the Amoroso Family Trust.
  9. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  10. Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  11. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  12. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  13. Granted March 1, 2011; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.