Filing Details
- Accession Number:
- 0000899243-19-006455
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-06 16:45:31
- Reporting Period:
- 2019-03-04
- Accepted Time:
- 2019-03-06 16:45:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1751299 | Kaleido Biosciences Inc. | KLDO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222012 | Noubar Afeyan | 55 Cambridge Parkway, Suite 800E Cambridge MA 02142 | Yes | No | Yes | No | |
1400240 | Flagship Pioneering Inc. | 55 Cambridge Parkway, Suite 800E Cambridge MA 02142 | No | No | Yes | No | |
1627639 | Flagship Ventures Fund V, L.p. | 55 Cambridge Parkway, Suite 800E Cambridge MA 02142 | No | No | Yes | No | |
1677345 | Flagship Ventures Opportunities Fund I, L.p. | 55 Cambridge Parkway, Suite 800E Cambridge MA 02142 | No | No | Yes | No | |
1724575 | Flagship Ventures Fund V General Partner Llc | 55 Cambridge Parkway, Suite 800E Cambridge MA 02142 | Yes | No | Yes | No | |
1724959 | Flagship Venturelabs V Llc | 55 Cambridge Parkway, Suite 800E Cambridge MA 02142 | No | No | Yes | No | |
1725000 | Nutritional Health Side Fund, L.p. | 55 Cambridge Parkway, Suite 800E Cambridge MA 02142 | No | No | Yes | No | |
1725001 | Nutritional Health Disruptive Innovation Fund, L.p. | 55 Cambridge Parkway, Suite 800E Cambridge MA 02142 | No | No | Yes | No | |
1725004 | Flagship Ventures Opportunities Fund I General Partner Llc | 55 Cambridge Parkway, Suite 800E Cambridge MA 02142 | No | No | Yes | No | |
1768987 | Flagship Venturelabs V Manager Llc | 55 Cambridge Parkway, Suite 800E Cambridge MA 02142 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-04 | 1,545,852 | $0.00 | 1,545,852 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-03-04 | 4,637,555 | $0.00 | 4,637,555 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-03-04 | 426,240 | $0.00 | 1,972,092 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-03-04 | 639,360 | $0.00 | 639,360 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-03-04 | 321,337 | $0.00 | 2,293,429 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-03-04 | 964,010 | $0.00 | 5,601,565 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-03-04 | 1,285,347 | $0.00 | 1,285,347 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-03-04 | 625,625 | $0.00 | 6,227,190 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-03-04 | 625,625 | $0.00 | 1,910,972 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-03-04 | 266,667 | $15.00 | 2,560,096 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-03-04 | 333,333 | $15.00 | 6,560,523 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-03-04 | 333,333 | $15.00 | 2,244,305 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2019-03-04 | 3,091,704 | $0.00 | 1,545,852 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2019-03-04 | 9,275,111 | $0.00 | 4,637,555 | $0.00 |
Common Stock | Series A-1 Preferred Stock | Disposition | 2019-03-04 | 852,480 | $0.00 | 426,240 | $0.00 |
Common Stock | Series A-1 Preferred Stock | Disposition | 2019-03-04 | 1,278,720 | $0.00 | 639,360 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2019-03-04 | 642,674 | $0.00 | 321,337 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2019-03-04 | 1,928,021 | $0.00 | 964,010 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2019-03-04 | 2,570,694 | $0.00 | 1,285,347 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2019-03-04 | 1,251,251 | $0.00 | 625,625 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2019-03-04 | 1,251,251 | $0.00 | 625,625 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,500,000 | Indirect | See Footnote |
Footnotes
- Shares held by Flagship VentureLabs V LLC ("VentureLabs V"). Flagship Ventures Fund V, L.P. ("Flagship Fund V") is a member of VentureLabs V. Flagship Ventures Fund V General Partner LLC ("Flagship Fund V GP") is the general partner of Flagship Fund V. Flagship VentureLabs V Manager LLC ("VentureLabs V Manager") serves as manager of VentureLabs V. Flagship Pioneering, Inc. ("Flagship Pioneering") is the manager of VentureLabs V Manager. Noubar B. Afeyan, Ph.D. serves as sole manager of Flagship Fund V GP and as sole director of Flagship Pioneering. Each of these entities and Noubar B. Afeyan, Ph.D. may be deemed to share voting and investment power with respect to all shares held by VentureLabs V. Each of the reporting persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein.
- Each share of Series A Preferred Stock converted into shares of the Issuer's common stock, par value $0.001 ("Common Stock"), on a one-for-two basis upon the closing of the Issuer's initial public offering.
- Shares held by Flagship Fund V. Flagship Fund V GP is the general partner of Flagship Fund V. Noubar B. Afeyan, Ph.D. serves as sole manager of Flagship Fund V GP and may be deemed to possess sole voting and investment power with respect to all shares held by Flagship Fund V. Each of the reporting persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein.
- Shares held by Nutritional Health Disruptive Innovation Fund, L.P. ("Nutritional Innovation Fund"). Flagship Fund V GP is the general partner of Nutritional Innovation Fund. Noubar B. Afeyan, Ph.D. serves as sole manager of Flagship Fund V GP and may be deemed to possess sole voting and investment power with respect to all shares held by Nutritional Innovation Fund. Each of the reporting persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein.
- Each share of Series A-1 Preferred Stock converted into shares of the Issuer's Common Stock on a one-for-two basis upon the closing of the Issuer's initial public offering.
- Shares held by Nutritional Health Side Fund, L.P. ("Nutritional Health Side Fund"). Flagship Fund V GP is the general partner of Nutritional Health Side Fund. Noubar B. Afeyan, Ph.D. serves as sole manager of Flagship Fund V GP and may be deemed to possess sole voting and investment power with respect to all shares held by Nutritional Health Side Fund. Each of the reporting persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein.
- Each share of Series B Preferred Stock converted into shares of the Issuer's Common Stock on a one-for-two basis upon the closing of the Issuer's initial public offering.
- Each share of Series C Preferred Stock converted into shares of the Issuer's Common Stock on a one-for-two basis upon the closing of the Issuer's initial public offering.
- Shares held by Flagship Ventures Opportunities Fund I, L.P. ("Flagship Opportunities I"). Flagship Ventures Opportunities Fund I General Partner LLC ("Flagship Opportunities GP") is the general partner of Flagship Opportunities I. Noubar B. Afeyan, Ph.D. serves as sole manager of Flagship Opportunities GP and may be deemed to possess sole voting and investment power with respect to all shares held by Flagship Opportunities I. Each of the reporting persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein.