Filing Details
- Accession Number:
- 0000891839-19-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-06 16:39:56
- Reporting Period:
- 2019-03-05
- Accepted Time:
- 2019-03-06 16:39:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 716314 | Graham Corp | GHM | General Industrial Machinery & Equipment (3560) | 161194720 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249710 | R James Lines | C/O Graham Corporation 20 Florence Avenue Batavia NY 14020 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-05 | 1,974 | $15.22 | 108,472 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-05 | 3,092 | $15.25 | 111,564 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-05 | 5,066 | $21.96 | 106,498 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-03-05 | 1,974 | $0.00 | 1,974 | $15.22 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-03-05 | 3,092 | $0.00 | 3,092 | $15.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-05-28 | 2019-05-28 | No | 4 | M | Direct |
| 0 | 2013-05-20 | 2020-05-20 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $18.65 | 2015-05-30 | 2022-05-30 | 10,894 | 10,894 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-05-30 | 10,894 | 10,894 | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.848 to $21.9941, inclusive. Mr. Lines undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This option was previously reported by Mr. Lines.
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