Filing Details

Accession Number:
0001209191-19-017294
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-06 16:01:22
Reporting Period:
2019-03-04
Accepted Time:
2019-03-06 16:01:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1130310 Centerpoint Energy Inc CNP Electric Services (4911) 740694415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1698758 John Joseph Vortherms 1111 Louisiana
Houston TX 77002
Senior Vp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-03-04 2,000 $30.10 20,400 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,999 Indirect By Savings Plan
Footnotes
  1. Total includes (i) 2,537 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 3,519 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 5,383 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of his earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if he continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of his disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of his retirement unless he satisfies various conditions for full vesting.
  2. Equivalent shares held in CenterPoint Energy, Inc. Savings Plan.