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Home > Insider Trading > Filing (0001127602-19-010203)

Filing Details

Accession Number:: 0001127602-19-010203
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-06 15:09:38
Reporting Period:: 2019-03-05

Accepted Time:: 2019-03-06 15:09:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
823094	Sothebys	BID	Services-Business Services, Nec (7389)	382478409

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1398794	M Kevin Delaney	1334 York Avenue New York NY 10021	Svp, Corp. Controller & Cao	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-03-05	2,322	$0.00	2,322	No	4	A	Direct
Common Stock	Acquisiton	2019-03-05	2,087	$0.00	4,409	No	4	M	Direct
Common Stock	Disposition	2019-03-05	1,488	$40.00	2,921	No	4	F	Direct
Common Stock	Disposition	2019-03-06	2,921	$40.54	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2019-03-05	2,087	$0.00	2,087	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,337			No	4	M	Direct

Footnotes

Performance stock units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.
Restricted Stock Units that have vested and converted into common stock on a one-for-one basis. Restricted stock units vest over three years in three equal annual installments.