Filing Details
- Accession Number:
- 0001716837-19-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-05 21:02:38
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-03-05 21:02:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428439 | Roku Inc | ROKU | Cable & Other Pay Television Services (4841) | 262087865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1716857 | A. Scott Rosenberg | 150 Winchester Circle Los Gatos CA 95032 | Gm, Sr. Vp Platform Business | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-03-01 | 3,356 | $0.00 | 5,059 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-03-01 | 1,149 | $69.08 | 3,910 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | Disposition | 2019-03-01 | 3,356 | $0.00 | 3,356 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,560 | 2018-11-15 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld for the payment of applicable income and payroll withholding taxes due at vest.
- This RSU vests ratably in 12 quarterly installments with the first vest occurring on November 15, 2018.
Billionaire Hedge Funds
