Filing Details
- Accession Number:
- 0001716837-19-000039
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-03-05 21:01:49
- Reporting Period:
- 2019-01-02
- Accepted Time:
- 2019-03-05 21:01:49
- Original Submission Date:
- 2019-01-04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428439 | Roku Inc | ROKU | Cable & Other Pay Television Services (4841) | 262087865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1716857 | A. Scott Rosenberg | 150 Winchester Circle Los Gatos CA 95032 | Gm, Sr. Vp Platform Business | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-01-02 | 25,000 | $8.82 | 26,703 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-01-02 | 25,000 | $29.82 | 1,703 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 20, 2017.
- This Amendment is filed to correct the Amount of Securities Beneficially Owned Following Reported Trasnactions as reported previously on the Form 4 Filed January 4th 2019 (the "Original Filing"). The Original Filing did not include 1,703 shares the were held by Mr. Rosenberg as a result of an earlier RSU vest.
Billionaire Hedge Funds
