Filing Details
- Accession Number:
- 0001209191-11-015248
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-03 18:52:34
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-03
- Accepted Time:
- 2011-03-03 18:52:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874766 | Hartford Financial Services Group Inc | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403480 | H Lizabeth Zlatkus | The Hartford Financial Services Group - One Hartford Plaza Hartford CT 06155 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Stock Units | Acquisiton | 2011-03-01 | 34,590 | $28.91 | 74,730 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-03-01 | 1,052 | $29.84 | 21,712 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stok Options | Acquisiton | 2011-03-01 | 92,937 | $0.00 | 92,937 | $28.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
92,937 | 2021-03-01 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $65.99 | 2014-02-20 | 13,655 | 13,655 | Direct | |
Common Stock | Stock Options | $71.27 | 2015-02-19 | 8,923 | 8,923 | Direct | |
Common Stock | Stock Options | $83.00 | 2016-02-15 | 14,689 | 14,689 | Direct | |
Common Stock | Stock Options | $93.69 | 2017-02-27 | 15,791 | 15,791 | Direct | |
Common Stock | Stock Options | $92.69 | 2017-07-30 | 3,538 | 3,538 | Direct | |
Common Stock | Stock Options | $74.88 | 2018-02-26 | 38,240 | 38,240 | Direct | |
Common Stock | Stock Options | $7.04 | 2019-02-25 | 179,538 | 179,538 | Direct | |
Common Stock | Restricted Units | $0.00 | 2012-02-25 | 64,801 | 64,801 | Direct | |
Common Stock | Restricted Units | $0.00 | 2012-11-05 | 19,473 | 19,473 | Direct | |
Common Stock | Restricted Units | $0.00 | 2013-02-25 | 44,725 | 44,725 | Direct | |
Common Stock | Deferred Units | $0.00 | 2011-11-05 | 6,104 | 6,104 | Direct | |
Common Stock | Deferred Units | $0.00 | 2012-02-25 | 12,110 | 12,110 | Direct | |
Common Stock | Deferred Units | $0.00 | 2013-05-03 | 10,153 | 10,153 | Direct | |
Common Stock | Deferred Units | $0.00 | 2013-08-06 | 4,354 | 4,354 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-02-20 | 13,655 | 13,655 | Direct |
2015-02-19 | 8,923 | 8,923 | Direct |
2016-02-15 | 14,689 | 14,689 | Direct |
2017-02-27 | 15,791 | 15,791 | Direct |
2017-07-30 | 3,538 | 3,538 | Direct |
2018-02-26 | 38,240 | 38,240 | Direct |
2019-02-25 | 179,538 | 179,538 | Direct |
2012-02-25 | 64,801 | 64,801 | Direct |
2012-11-05 | 19,473 | 19,473 | Direct |
2013-02-25 | 44,725 | 44,725 | Direct |
2011-11-05 | 6,104 | 6,104 | Direct |
2012-02-25 | 12,110 | 12,110 | Direct |
2013-05-03 | 10,153 | 10,153 | Direct |
2013-08-06 | 4,354 | 4,354 | Direct |
Footnotes
- Transaction effected pursuant to a pre-planned trading plan entered into on May 10, 2010, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- The option became fully exercisable as of February 18, 2007, the third anniversary of the grant date.
- The option became fully exercisable as of February 17, 2008, the third anniversary of the grant date.
- The option became fully exercisable on February 15, 2009, the third anniversary of the grant date.
- The option became fully exercisable on February 27, 2010, the third anniversary of the grant date.
- The option became fully exercisable on July 30, 2010, the third anniversary of the grant date.
- The option became fully exercisable on February 26, 2011, the third anniversary of the grant date.
- The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 25, 2012, three years from the date of the grant. The pricing condition was met on April 22, 2009.
- One third of the option will become exercisable on March 1, 2012, an additional one third of the option will become exercisable on March 1, 2013 and the remaining one-third of the option will become exercisable on March 1, 2014, the third anniversary of the grant date.
- Each restricted unit will vest on the expiration date and be settled in cash immediately folllowing the expiration date for an amount equal to the closing price per share of the company's common stock on the expiration date as reported on the New York Stock Exchange.
- Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after November 5, 2012 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange.
- Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange.
- Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (November 5, 2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
- Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (February 25, 2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
- One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
- One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.