Home > Insider Trading > Filing (0001209191-11-015244)

Filing Details

Accession Number:: 0001209191-11-015244
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-03-03 18:49:47
Reporting Period:: 2011-03-01

Filing Date:: 2011-03-03
Accepted Time:: 2011-03-03 18:49:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
874766	Hartford Financial Services Group Inc	HIG	Fire, Marine & Casualty Insurance (6331)	133317783

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1502912	J Andrew Pinkes	The Hartford One Hartford Plaza Hartford CT 06155	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Restricted Stock Units	Acquisiton	2011-03-01	8,648	$28.91	24,257	No	4	A	Direct
Common Stock	Acquisiton	2011-03-01	10,799	$7.04	14,476	No	4	M	Direct
Common Stock	Disposition	2011-03-01	13,355	$29.89	1,121	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2011-03-01	10,799	$7.04	10,799	$7.04
Common Stock	Stock Option	Acquisiton	2011-03-01	23,234	$0.00	23,234	$28.91

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,305		2019-02-25	No	4	M	Direct
23,234		2021-03-01	No	4	A	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$37.37	2013-02-22	706	706	Direct
Common Stock	Stock Option	$65.99	2014-02-20	1,594	1,594	Direct
Common Stock	Stock Option	$83.00	2016-02-15	2,938	2,938	Direct
Common Stock	Stock Option	$93.69	2017-02-27	3,650	3,650	Direct
Common Stock	Stock Option	$74.88	2018-02-26	4,832	4,832	Direct
Common Stock	Restricted Units	$0.00	2012-02-25	10,653	10,653	Direct
Common Stock	Restricted Units	$0.00	2012-11-05	6,868	6,868	Direct
Common Stock	Restricted Units	$0.00	2013-02-25	15,414	15,414	Direct
Common Stock	Deferred Units	$0.00	2011-11-05	992	992	Direct
Common Stock	Deferred Units	$0.00	2012-02-25	1,470	1,470	Direct
Common Stock	Deferred Units	$0.00	2013-05-03	823	823	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2013-02-22	706	706	Direct
2014-02-20	1,594	1,594	Direct
2016-02-15	2,938	2,938	Direct
2017-02-27	3,650	3,650	Direct
2018-02-26	4,832	4,832	Direct
2012-02-25	10,653	10,653	Direct
2012-11-05	6,868	6,868	Direct
2013-02-25	15,414	15,414	Direct
2011-11-05	992	992	Direct
2012-02-25	1,470	1,470	Direct
2013-05-03	823	823	Direct

Footnotes

Transaction effected pursuant to a pre-planned trading plan entered into on 11/11/2010 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $29.84 to $30.00 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
All options became exercisable as of February 20, 2006, the third anniversary of the grant date.
All options became exercisable as of February 18, 2007, the third anniversary of the grant date.
All options became exercisable as of February 15, 2009, the third anniversary of the grant date.
All options became exercisable as of February 27, 2010, the third anniversary of the grant date.
All options became exercisable as of February 26, 2011, the third anniversary of the grant date.
One third of the option became exercisable on February 25, 2010, an additional one third, became exercisable on February 25, 2011, and the remaining one-third will become exercisable on February 25, 2012, the third anniversary of the grant date.
One third of the option will become exercisable on March 1, 2012, an additional one third of the option will become exercisable on March 1, 2013 and the remaining one-third of the option will become exercisable on March 1, 2014, the third anniversary of the grant date.
Each restricted unit will vest on the expiration date and be settled in cash immediately following the expiration date for an amount equal to the closing price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
Each restricted unit will be settled in cash as soon as practicable and in any event within 90 days, after November 05, 2012 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange.
One-third of the restricted unit award will be settled in cash on the first, second and third anniversaries of the grant date (February 25, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Each tranche of the award is subject to a one year holding period from the date of settlement.
Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (November 5, 2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (February 25, 2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date {May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.