Filing Details
- Accession Number:
- 0001225208-19-004696
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-05 19:26:13
- Reporting Period:
- 2019-03-02
- Accepted Time:
- 2019-03-05 19:26:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1196501 | Hms Holdings Corp | HMSY | Services-Business Services, Nec (7389) | 113656261 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1671457 | W Meredith Bjorck | 5615 High Point Drive Irving TX 75038 | Chief Legal Officer & Sec'y. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-03-02 | 3,043 | $34.91 | 61,759 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-03-03 | 2,132 | $34.91 | 59,627 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2019-03-04 | 32,341 | $19.04 | 91,968 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-03-04 | 19,522 | $19.48 | 111,490 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-04 | 13,568 | $34.45 | 97,922 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-03-04 | 38,295 | $33.58 | 59,627 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-03-05 | 400 | $33.45 | 59,227 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-03-05 | 15,426 | $32.82 | 43,801 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2019-03-04 | 19,522 | $0.00 | 19,522 | $19.48 |
Common Stock | Nonqualified Stock Option (Right to Buy) | Disposition | 2019-03-04 | 32,341 | $0.00 | 32,341 | $19.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
39,043 | 2028-03-02 | No | 4 | M | Direct | |
21,562 | 2027-06-09 | No | 4 | M | Direct |
Footnotes
- The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units.
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.17 to $34.86, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.12 to $34.10, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.42 to $33.28, inclusive.
- The option vests in three equal annual installments beginning on March 2, 2019.
- One-half of the option vests in 3 equal installments on the March 3, 2018, March 3, 2019 and and March 3, 2020. The other one-half of the option vests as follows: two-thirds vests on March 3, 2019 and one-third vests on March 3, 2020.