Filing Details
- Accession Number:
- 0001225208-19-004685
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-05 19:10:12
- Reporting Period:
- 2019-03-05
- Accepted Time:
- 2019-03-05 19:10:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1656828 | A Marie Chandoha | 211 Main Street San Francisco CA 94105 | Ceo - Csim | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-05 | 22,564 | $30.17 | 40,341 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2019-03-05 | 22,482 | $26.39 | 62,823 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2019-03-05 | 22,482 | $45.48 | 40,341 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2019-03-05 | 22,564 | $45.48 | 17,777 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2019-03-05 | 22,564 | $0.00 | 22,564 | $30.17 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2019-03-05 | 22,482 | $0.00 | 22,482 | $26.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-02 | 2025-03-02 | No | 4 | M | Direct |
| 22,483 | 2017-03-01 | 2026-03-01 | No | 4 | M | Indirect |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2018.
- This transaction was executed in multiple trades at prices ranging from $45.22 to $45.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $45.23 to $45.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
