Filing Details
- Accession Number:
- 0000899243-19-006277
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-05 19:06:33
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-03-05 19:06:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1455863 | Americold Realty Trust | NYSE: COLD | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1420947 | M Jeffrey Gault | C/O Americold Realty Trust 10 Glenlake Pkwy, South Tower, Suite 600 Atlanta GA 30328 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Interest | Acquisiton | 2019-03-01 | 166,958 | $9.81 | 301,248 | No | 4 | M | Direct | |
| Common Shares Of Beneficial Interest | Disposition | 2019-03-01 | 166,958 | $28.68 | 134,290 | No | 4 | S | Direct | |
| Common Shares Of Beneficial Interest | Acquisiton | 2019-03-05 | 100,000 | $0.00 | 234,290 | No | 4 | M | Direct | |
| Common Shares Of Beneficial Interest | Disposition | 2019-03-05 | 134,290 | $29.51 | 100,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Interest | Stock Option | Disposition | 2019-03-01 | 166,958 | $0.00 | 166,958 | $9.81 |
| Common Shares Of Beneficial Interest | Restricted Stock Units | Disposition | 2019-03-05 | 200,000 | $0.00 | 100,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 333,915 | 2022-02-01 | No | 4 | M | Direct | |
| 0 | No | 4 | M | Direct |
Footnotes
- The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018.
- The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $28.4000 to $28.9250, inclusive. The reporting person undertakes to provide to Americold Realty Trust (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.
- On March 1, 2019, Mr. Gault made an exercise of 166,958 stock options and sold 166,958 common shares.
- Options to acquire common shares vested 20% each on February 1, 2013, 2014, 2015, 2016 and 2017.
- Each restricted stock unit ("RSU") represents the right to acquire one share of the Company.
- On March 5, 2019, in connection with Mr. Gault's resignation from the Board of Trustees of the Company, 100,000 of Mr. Gault's RSUs vested immediately and the remaining 100,000 were cancelled.
- The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $29.4100 to $29.6000, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.
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