Filing Details

Accession Number:
0001209191-19-017040
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-05 18:59:40
Reporting Period:
2019-03-01
Accepted Time:
2019-03-05 18:59:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
108312 Woodward Inc. WWD Electrical Industrial Apparatus (3620) 361984010
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1113706 A Thomas Gendron 1081 Woodward Way
Fort Collins CO 80524
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Woodward, Inc. Common Stock Acquisiton 2019-03-01 8,500 $32.04 234,890 No 4 M Direct
Woodward, Inc. Common Stock Disposition 2019-03-01 6,160 $96.01 228,730 No 4 S Direct
Woodward, Inc. Common Stock Disposition 2019-03-01 2,340 $96.68 226,390 No 4 S Direct
Woodward, Inc. Common Stock Acquisiton 2019-03-04 8,500 $32.04 234,890 No 4 M Direct
Woodward, Inc. Common Stock Disposition 2019-03-04 4,500 $95.18 230,390 No 4 S Direct
Woodward, Inc. Common Stock Disposition 2019-03-04 4,000 $95.79 226,390 No 4 S Direct
Woodward, Inc. Common Stock Acquisiton 2019-03-05 8,500 $32.04 234,890 No 4 M Direct
Woodward, Inc. Common Stock Disposition 2019-03-05 8,500 $94.89 226,390 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Woodward, Inc. Common Stock Nonqualified Stock Option (right to buy) Disposition 2019-03-01 8,500 $0.00 8,500 $32.04
Woodward, Inc. Common Stock Nonqualified Stock Option (right to buy) Disposition 2019-03-04 8,500 $0.00 8,500 $32.04
Woodward, Inc. Common Stock Nonqualified Stock Option (right to buy) Disposition 2019-03-05 8,500 $0.00 8,500 $32.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
83,510 2011-10-01 2020-09-30 No 4 M Direct
75,010 2011-10-01 2020-09-30 No 4 M Direct
66,510 2011-10-01 2020-09-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Woodward, Inc. Common Stock 20,304 Indirect Held in the Woodward Retirement Savings Plan
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2018.
  2. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $95.53 to $96.44 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
  3. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $96.53 to $96.95 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
  4. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $94.58 to $95.57 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
  5. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $95.575 to $96.16 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
  6. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $94.47 to $95.28 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
  7. The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of February 19, 2019.
  8. Options which expire September 30, 2020 became exercisable as to 25% of the shares on October 1, 2011 and each one-year anniversary thereafter.