Filing Details

Accession Number:
0001209191-19-017036
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-05 18:56:46
Reporting Period:
2019-01-22
Accepted Time:
2019-03-05 18:56:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1671933 Trade Desk Inc. TTD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1670811 B Eric Paley C/O The Trade Desk, Inc.
Ventura CA 93001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2019-01-22 52 $49.44 31,881 No 4 J Direct
Class A Common Stock Disposition 2019-03-01 200 $195.01 31,681 No 4 S Direct
Class A Common Stock Disposition 2019-03-01 100 $197.24 31,581 No 4 S Direct
Class A Common Stock Disposition 2019-03-01 200 $199.49 31,381 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 4,392 Indirect See Footnote
Class A Common Stock 12,822 Indirect See Footnote
Footnotes
  1. Cancellation of shares related to restricted stock award originally issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of cash compensation as a member of the Audit Committee and for which the Reporting Person no longer serves.
  2. The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.87 to $195.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.12 to $199.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The reported securities are owned directly by Eric Paley 2015 Remainder Trust - GST Exempt Share (the "2015 Remainder Trust"). The Reporting Person is a beneficiary of the 2015 Remainder Trust.
  6. Represents a change in beneficial ownership in shares previously owned by each of the Eric Paley 2016 Annuity Trust and the Eric Paley 2017 Annuity Trust (collectively, the "Prior Trusts"). The shares held by the Prior Trusts were previously transferred to the Eric Paley 2018 Annuity Trust (the "2018 Annuity Trust").
  7. The reported securities are owned directly by the 2018 Annuity Trust. The Reporting Person is a beneficiary of the 2018 Annuity Trust.