Filing Details

Accession Number:
0001637360-19-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-05 18:22:43
Reporting Period:
2019-03-01
Accepted Time:
2019-03-05 18:22:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1637360 Cathleen Gates Schreiner C/O Ellie Mae, Inc.
4420 Rosewood Drive, Suite 500
Pleasanton CA 94588
Evp, Sales & Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-01 11,174 $0.00 42,265 No 4 A Direct
Common Stock Disposition 2019-03-01 555 $99.52 41,710 No 4 F Direct
Common Stock Disposition 2019-03-04 563 $99.50 41,147 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Constitutes shares to be issued following the Compensation Committee of the Board of Directors certification on March 1, 2019 of the achievement of performance goals under 2018 performance share awards. Shares of common stock will be issued on or about April 1, 2019 with 25% of the shares vesting on each of the date of issuance, March 1, 2020, March 1, 2021 and March 1, 2022, subject to continuous service through such dates.
  2. Represents shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of restricted stock. The amount of shares withheld is based on the closing price of ELLI on March 1, 2019.
  3. The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.