Filing Details

Accession Number:
0001601712-19-000080
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-05 16:46:08
Reporting Period:
2019-03-01
Accepted Time:
2019-03-05 16:46:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1601712 Synchrony Financial SYF Finance Services (6199) 510483352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1704474 Paul Whynott C/O Synchrony Financial
777 Long Ridge Road
Stamford CT 06902
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-01 13,556 $32.46 65,446 No 4 A Direct
Common Stock Acquisiton 2019-03-01 924 $23.00 66,370 No 4 M Direct
Common Stock Disposition 2019-03-01 924 $32.83 65,446 No 4 S Direct
Common Stock Acquisiton 2019-03-01 10,676 $24.55 76,122 No 4 M Direct
Common Stock Disposition 2019-03-01 10,676 $32.83 65,446 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2019-03-01 924 $0.00 924 $23.00
Common Stock Employee Stock Option (right to buy) Disposition 2019-03-01 10,676 $0.00 10,676 $24.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-07-31 2024-07-31 No 4 M Direct
2,669 2024-09-17 No 4 M Direct
Footnotes
  1. Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.
  2. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 25, 2019.
  3. The reporting person was awarded employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.