Filing Details
- Accession Number:
- 0001209191-19-016540
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-05 16:36:21
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-03-05 16:36:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1517228 | Commscope Holding Company Inc. | COMM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196634 | M Frank Drendel | C/O Commscope Holding Company, Inc., 1100 Commscope Place, Se Hickory NC 28602 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-01 | 3,053 | $0.00 | 2,319,887 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2019-03-01 | 260,823 | $2.96 | 2,580,710 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-01 | 260,823 | $23.62 | 2,319,887 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-03-04 | 19,320 | $2.96 | 2,339,207 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-04 | 19,320 | $23.53 | 2,319,887 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-03-01 | 260,823 | $0.00 | 260,823 | $2.96 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-03-04 | 19,320 | $0.00 | 19,320 | $2.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
19,320 | 2011-01-14 | 2019-03-24 | No | 4 | M | Direct |
0 | 2011-01-14 | 2019-03-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,350 | Indirect | By GRAT |
Common Stock | 28,350 | Indirect | By GRAT |
Common Stock | 28,350 | Indirect | By GRAT |
Common Stock | 15,750 | Indirect | By Family Trust |
Common Stock | 117,580 | Indirect | By Marital Trust |
Footnotes
- On March 1, 2018, the reporting person was granted 4,869 performance share units, which number could be increased or decreased basedupon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria were met ata level between threshold and target, resulting in a total of 3,053 performance share units earned, which will vest on 03/01/2020, subject to the reporting person's continued employment with the issuer.
- As previously reported, includes (a) 3,278 restricted stock units that were granted on 02/27/2017 and will vest on 02/27/2020; and (b) 6,492 restricted stock units that were granted on 03/01/2018 and willvest ratably on 03/01/2020 and 03/01/2021, each subject to the reporting person's continued employment withthe issuer.
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2018.
- The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $23.37 to $23.84. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
- The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $23.47 to $23.64. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.