Home > Insider Trading > Filing (0001403256-19-000061)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1403256	Och-Ziff Capital Management Group Llc	OZM	Investment Advice (6282)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1691807	Michael David Levine	C/O Och-Ziff Capital Management Group 9 West 57Th Street New York NY 10019	Chief Legal Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Shares	Acquisiton	2019-03-01	7,961	$0.00	7,961	No	4	M	Direct
Class A Shares	Disposition	2019-03-01	7,961	$12.76	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Shares	Class A Restricted Share Units	Disposition	2019-03-01	7,961	$0.00	7,961	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
18,380			No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Shares	Class A Restricted Share Units	$0.00			26,718	26,718	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	26,718	26,718	Direct

Footnotes

The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
The Class A Shares were sold at prices ranging from $12.62 to $12.92. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price.
The Class A Restricted Share Units relate to outstanding Class A Restricted Share Units granted on January 23, 2017. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, as follows: 2,668 on September 13, 2019; 7,962 on March 2, 2020; 2,668 on September 14, 2020; and 5,082 on March 1, 2021.
The Class A Restricted Share Units relate to Class A Restricted Share Units approved by the Issuer's Compensation Committee on January 22, 2019, which will be granted effective January 31, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 31, 2020, January 31, 2021 and January 31, 2022.