Home > Insider Trading > Filing (0001375151-19-000020)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1375151	Zogenix Inc.	ZGNX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1257386	Roger Hawley	C/O Zogenix, Inc. 5959 Horton Street, Suite 500 Emeryville CA 94608		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-03-01	3,125	$32.00	73,700	No	4	M	Direct
Common Stock	Acquisiton	2019-03-01	1,175	$33.92	74,875	No	4	M	Direct
Common Stock	Disposition	2019-03-01	4,300	$50.00	70,575	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2019-03-01	3,125	$0.00	3,125	$32.00
Common Stock	Stock Option (Right to Buy)	Disposition	2019-03-01	1,175	$0.00	1,175	$33.92

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
15,625		2020-05-24	No	4	M	Direct
36,325		2021-03-01	No	4	M	Direct

Footnotes

The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
The Option was granted on May 25, 2010 and 1/4 of the total number of shares of common stock subject to the option vest on May 25, 2011, and 1/48th of the total remaining number of shares of common stock subject to the Option vest monthly thereafter, subject tothe Reporting Person's continued employment or service relationship on each vesting date.
The Option was granted on March 1, 2011 and vests in a series of forty-eight (48) successive, equal monthly installments measured from the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.