Filing Details
- Accession Number:
- 0001127602-19-009904
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-05 16:10:46
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-03-05 16:10:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203671 | M Gloria Mccarthy | 220 Virginia Avenue Indianapolis IN 46204 | Evp & Chief Administrative Off | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-03-01 | 6,342 | $307.68 | 32,414 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 9,125 | $0.00 | 41,539 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 2,641 | $0.00 | 44,180 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 1,087 | $0.00 | 45,267 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2019-03-04 | 1,362 | $146.93 | 46,629 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-04 | 500 | $300.12 | 46,129 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-04 | 500 | $301.46 | 45,629 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-04 | 2,500 | $302.32 | 43,129 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-04 | 1,500 | $303.22 | 41,629 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-04 | 600 | $304.09 | 41,029 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-04 | 1,101 | $306.32 | 39,928 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-04 | 600 | $307.54 | 39,328 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-04 | 400 | $308.35 | 38,928 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2019-03-01 | 12,187 | $0.00 | 12,187 | $307.68 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-03-04 | 1,362 | $0.00 | 1,362 | $146.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,187 | 2029-03-01 | No | 4 | A | Direct | |
| 0 | 2025-03-02 | No | 4 | M | Direct |
Footnotes
- PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.
- Represents performance based restricted share units. Restrictions lapse on 3/1/19.
- Represents restricted share units. Restrictions lapse as follows: 880 shares each on 3/1/2020 and 3/1/2021, and 881 on 3/1/2022.
- Represents performance based restricted share units. Restrictions lapse on 10/3/19.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018.
- This transaction was executed in multiple trades at prices ranging from $299.70 to $300.62 The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff,the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $300.87 to $301.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $301.88 to $302.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $302.92 to $303.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $303.93 to $304.24. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $305.79 to $306.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $307.17 to $308.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $308.23 to $308.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option represents a right to purchase a total of 12,187 shares, and is exercisable in three annual installments, with two installments of 4,062 shares each and one installment of 4,063 shares, beginning on 3/1/2020, which is the one-year anniversary of the option grant date.
- ? The option represents a right to purchase a total of 16,762 shares, and is exercisable in six semi-annual installments, with four installments of 2,794 shares each and two installments of 2,793 shares each, beginning on 9/2/2015, which is the six-month anniversary of option grant date.
Billionaire Hedge Funds
