Filing Details
- Accession Number:
- 0001209191-19-016412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-05 16:09:50
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-03-05 16:09:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195306 | W Raymond Mcdaniel | 7 World Trade Center 250 Greenwich Street New York NY 10007 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-01 | 54,772 | $0.00 | 217,705 | No | 4 | A | Direct | |
Common Stock | Disposition | 2019-03-01 | 32,102 | $175.32 | 185,603 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2019-03-04 | 44,146 | $26.78 | 229,749 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-04 | 2,316 | $173.30 | 227,433 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-03-04 | 14,275 | $174.70 | 213,158 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-03-04 | 20,305 | $175.35 | 192,853 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-03-04 | 6,650 | $176.34 | 186,203 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-03-04 | 600 | $177.00 | 185,603 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2019-03-04 | 44,146 | $0.00 | 44,146 | $26.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-02-09 | 2020-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 69,837 | Indirect | Trust 1 |
Common Stock | 23,080 | Indirect | Trust 2 |
Common Stock | 1,603 | Indirect | 401-K |
Common Stock | 2,000 | Indirect | Spouse |
Footnotes
- Receipt of shares acquired upon settlement of 2016-2018 Performance Shares.
- Disposition of shares to satisfy tax withholding obligation.
- Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$172.93 to $173.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$173.93 to $174.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$174.94 to $175.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$175.98 to $176.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- As of the last statement dated December 31, 2018.
- One fourth of the options vest each year beginning with the date indicated.