Filing Details

Accession Number:
0001209191-19-016412
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-05 16:09:50
Reporting Period:
2019-03-01
Accepted Time:
2019-03-05 16:09:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1059556 Moodys Corp MCO Services-Consumer Credit Reporting, Collection Agencies (7320) 133998945
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195306 W Raymond Mcdaniel 7 World Trade Center
250 Greenwich Street
New York NY 10007
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-01 54,772 $0.00 217,705 No 4 A Direct
Common Stock Disposition 2019-03-01 32,102 $175.32 185,603 No 4 F Direct
Common Stock Acquisiton 2019-03-04 44,146 $26.78 229,749 No 4 M Direct
Common Stock Disposition 2019-03-04 2,316 $173.30 227,433 No 4 S Direct
Common Stock Disposition 2019-03-04 14,275 $174.70 213,158 No 4 S Direct
Common Stock Disposition 2019-03-04 20,305 $175.35 192,853 No 4 S Direct
Common Stock Disposition 2019-03-04 6,650 $176.34 186,203 No 4 S Direct
Common Stock Disposition 2019-03-04 600 $177.00 185,603 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2019-03-04 44,146 $0.00 44,146 $26.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-09 2020-02-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 69,837 Indirect Trust 1
Common Stock 23,080 Indirect Trust 2
Common Stock 1,603 Indirect 401-K
Common Stock 2,000 Indirect Spouse
Footnotes
  1. Receipt of shares acquired upon settlement of 2016-2018 Performance Shares.
  2. Disposition of shares to satisfy tax withholding obligation.
  3. Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
  4. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$172.93 to $173.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
  5. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$173.93 to $174.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
  6. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$174.94 to $175.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
  7. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$175.98 to $176.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
  8. As of the last statement dated December 31, 2018.
  9. One fourth of the options vest each year beginning with the date indicated.