Filing Details
- Accession Number:
- 0001375151-19-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-05 16:09:41
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-03-05 16:09:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1375151 | Zogenix Inc. | ZGNX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1024007 | L Cam Garner | C/O Zogenix, Inc. 5959 Horton Street, Suite 500 Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-01 | 6,250 | $15.52 | 6,250 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-03-01 | 9,000 | $12.80 | 15,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-01 | 15,250 | $50.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-03-01 | 6,250 | $0.00 | 6,250 | $15.52 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-03-01 | 9,000 | $0.00 | 9,000 | $12.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-05-20 | No | 4 | M | Direct | |
0 | 2025-06-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,843 | Indirect | By Garner Investments, LLC |
Footnotes
- The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
- The option was granted on May 21, 2014 and vests in a series of twelve (12) successive, equal monthly installments measured from the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.
- The option was granted on June 18, 2015 and vests in a series of twelve (12) successive, equal monthly installments measured from the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.