Filing Details

Accession Number:
0001375151-19-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-05 16:09:41
Reporting Period:
2019-03-01
Accepted Time:
2019-03-05 16:09:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375151 Zogenix Inc. ZGNX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1024007 L Cam Garner C/O Zogenix, Inc.
5959 Horton Street, Suite 500
Emeryville CA 94608
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-01 6,250 $15.52 6,250 No 4 M Direct
Common Stock Acquisiton 2019-03-01 9,000 $12.80 15,250 No 4 M Direct
Common Stock Disposition 2019-03-01 15,250 $50.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-03-01 6,250 $0.00 6,250 $15.52
Common Stock Stock Option (Right to Buy) Disposition 2019-03-01 9,000 $0.00 9,000 $12.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-05-20 No 4 M Direct
0 2025-06-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,843 Indirect By Garner Investments, LLC
Footnotes
  1. The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
  2. The option was granted on May 21, 2014 and vests in a series of twelve (12) successive, equal monthly installments measured from the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.
  3. The option was granted on June 18, 2015 and vests in a series of twelve (12) successive, equal monthly installments measured from the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.