Filing Details
- Accession Number:
- 0000899243-19-005964
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-04 20:13:44
- Reporting Period:
- 2019-02-28
- Accepted Time:
- 2019-03-04 20:13:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1751299 | Kaleido Biosciences Inc. | KLDO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219016 | W Michael Bonney | C/O Kaleido Biosciences, Inc. 65 Hayden Avenue Lexington MA 02421 | Executive Chair | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-02-28 | 68,965 | $13.95 | 1,005,968 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-02-28 | 2,555 | $14.65 | 1,008,523 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-03-04 | 417,673 | $0.00 | 1,426,196 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2019-03-04 | 225,000 | $0.00 | 225,000 | No | 4 | C | Indirect | See Foonote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Indirect | See Foonote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2019-03-04 | 835,347 | $0.00 | 417,673 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2019-03-04 | 450,000 | $0.00 | 225,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series B Preferred Stock converted into shares of the Issuer's common stock, par value $0.001 ("Common Stock"), on a one-for-two basis upon the closing of the Issuer's initial public offering.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.50 to $14.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.52 to $14.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- Shares held in the Michael and Alison Bonney 2016 Irrevocable Trust, which has an independent trustee.