Filing Details
- Accession Number:
- 0001225208-19-004421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-04 19:24:34
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-03-04 19:24:34
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1596811 | Roger Rawlins | 810 Dsw Drive Columbus OH 43219 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares | Acquisiton | 2019-03-01 | 9,464 | $12.34 | 66,918 | No | 4 | M | Direct | |
Class A Common Shares | Acquisiton | 2019-03-01 | 4,113 | $17.43 | 71,031 | No | 4 | M | Direct | |
Class A Common Shares | Acquisiton | 2019-03-01 | 4,100 | $26.66 | 75,131 | No | 4 | M | Direct | |
Class A Common Shares | Acquisiton | 2019-03-01 | 3,786 | $4.65 | 78,917 | No | 4 | M | Direct | |
Class A Common Shares | Disposition | 2019-03-01 | 21,463 | $30.26 | 57,454 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Shares | Stock Option - Right to Buy | Disposition | 2019-03-01 | 4,113 | $0.00 | 4,113 | $17.43 |
Class A Common Shares | Stock Option - Right to Buy | Disposition | 2019-03-01 | 9,464 | $0.00 | 9,464 | $12.34 |
Class A Common Shares | Stock Option - Right to Buy | Disposition | 2019-03-01 | 4,100 | $0.00 | 4,100 | $26.66 |
Class A Common Shares | Stock Option - Right to Buy | Disposition | 2019-03-01 | 3,786 | $0.00 | 3,786 | $4.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,209 | 2021-03-22 | No | 4 | M | Direct | |
0 | 2020-03-23 | No | 4 | M | Direct | |
8,756 | 2022-03-27 | No | 4 | M | Direct | |
0 | 2014-04-01 | 2019-04-01 | No | 4 | M | Direct |
Footnotes
- Option exercises and sales were made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Rawlins on December 28, 2018.
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.07 to $30.61. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- Option vests 20% per year beginning on the first anniversary of the date of grant.