Filing Details
- Accession Number:
- 0001547903-19-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-04 19:20:01
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-03-04 19:20:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | Surety Insurance (6351) | 454914248 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1591053 | J Claudia Merkle | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2019-03-01 | 86,200 | $8.50 | 196,356 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2019-03-01 | 86,200 | $24.31 | 110,156 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2019-03-01 | 86,200 | $0.00 | 86,200 | $8.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-12 | No | 4 | M | Direct |
Footnotes
- As part of Ms. Merkle's investment and financial planning needs, including individual asset diversification, Ms. Merkle sold a total of 86,200 shares of NMI Holdings, Inc.
- The common stock referred to in Footnote 1 was sold by the reporting person in a series of open market transactions on the transaction date at a volume weighted average sale price of $24.3104. The range of sale prices on the transaction date was $24.20 to $24.465. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- Represents 32,401 class A common shares and 77,755 unvested restricted stock units.
- The option vested in full on February 12, 2018.
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