Filing Details

Accession Number:
0001127602-19-009678
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-04 19:06:39
Reporting Period:
2019-03-01
Accepted Time:
2019-03-04 19:06:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1574135 Pivotal Software Inc. PVTL Services-Prepackaged Software (7372) 943094578
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1737541 Scott Yara C/O Pivotal Software, Inc.
875 Howard Street, Fifth Floor
San Francisco CA 94103
Svp, Products No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-03-01 36,667 $5.06 236,667 No 4 M Direct
Class A Common Stock Disposition 2019-03-01 36,667 $22.47 200,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (Right to Buy) Disposition 2019-03-01 36,667 $0.00 36,667 $5.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
280,000 2023-06-28 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $22.2950 to $22.7900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The stock option exercises reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. The stock options were granted on June 28, 2013 and are fully vested.