Filing Details
- Accession Number:
- 0001628280-19-002437
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-04 17:21:49
- Reporting Period:
- 2019-02-28
- Accepted Time:
- 2019-03-04 17:21:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1604808 | Joshua Mayer | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-02-28 | 3,606 | $0.00 | 36,222 | No | 4 | A | Direct | |
Common Stock | Disposition | 2019-02-28 | 717 | $61.01 | 35,505 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-03-01 | 1,162 | $61.15 | 34,343 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 42 | Indirect | By Wife |
Footnotes
- Represents restricted stock units that vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter. These restricted stock units convert into common stock on a one-for-one basis.
- The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.
- The sale was pursuant to a Rule 10b5-1 plan.