Filing Details

Accession Number:
0001225208-19-004384
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-04 17:09:51
Reporting Period:
2019-02-28
Accepted Time:
2019-03-04 17:09:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1196501 Hms Holdings Corp HMSY Services-Business Services, Nec (7389) 113656261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1463145 Scott Jeffrey Sherman 5615 High Point Drive
Irving TX 75038
Evp, Cfo, And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-28 26,117 $0.00 271,825 No 4 A Direct
Common Stock Acquisiton 2019-03-01 4,030 $14.00 198,191 No 4 M Direct
Common Stock Disposition 2019-03-01 4,030 $34.08 194,161 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (Right to Buy) Acquisiton 2019-02-28 65,265 $0.00 65,265 $39.63
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2019-03-01 4,030 $0.00 4,030 $14.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
65,265 2029-02-28 No 4 A Direct
0 2022-11-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,760 Indirect By Family Trust
Footnotes
  1. The amount reported in Column 5 does not reflect the Reporting Person's other transactions on February 28, 2019, which were reported previously on a Form 4 filed with the SEC on February 28, 2019 (the "Prior Transactions"). The amount following the reported transaction and the Prior Transactions is 194,161.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.59, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  3. The option vests in three equal installments on February 28, 2020, 2021 and 2022.
  4. The option vested in three equal installments on November 11, 2016, 2017 and 2018.