Filing Details
- Accession Number:
- 0001562180-19-001588
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-04 16:40:54
- Reporting Period:
- 2019-02-28
- Accepted Time:
- 2019-03-04 16:40:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1624339 | G David Wagner | C/O Ii-Vi Inc. 375 Saxonburg Blvd. Saxonburg PA 16056 | Vp, Human Resources | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-28 | 9,900 | $19.37 | 68,317 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-28 | 9,900 | $41.85 | 58,417 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 1,420 | $19.37 | 59,837 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 1,880 | $21.67 | 61,717 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-01 | 3,300 | $43.00 | 58,417 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2019-02-28 | 9,900 | $0.00 | 9,900 | $19.37 |
| Common Stock | Option (Right to Buy) | Disposition | 2019-03-01 | 1,420 | $0.00 | 1,420 | $19.37 |
| Common Stock | Option (Right to Buy) | Disposition | 2019-03-01 | 1,880 | $0.00 | 1,880 | $21.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,420 | 2022-08-18 | No | 4 | M | Direct | |
| 0 | 2022-08-18 | No | 4 | M | Direct | |
| 11,500 | 2026-08-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 500 | Indirect | By Father |
Footnotes
- The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2019.
- Represents the weighted average of multiple sale transactions ranging in price from $41.4700 to $42.0000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- The options vested in five equal annual installments beginning on August 17, 2014.
- The options vest in four equal annual installments beginning on August 20, 2017.
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