Filing Details
- Accession Number:
- 0001209191-19-015179
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-01 18:19:04
- Reporting Period:
- 2019-02-26
- Accepted Time:
- 2019-03-01 18:19:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372020 | Great Lakes Dredge & Dock Corp | GLDD | Heavy Construction Other Than Bldg Const - Contractors (1600) | 205336063 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1384117 | E David Simonelli | C/O Great Lakes Dredge &Amp; Dock Corp. 2122 York Road, 2Nd Floor Oak Brook IL 60523 | President - Dredging Division | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-26 | 12,000 | $3.82 | 271,944 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-26 | 12,000 | $8.40 | 259,944 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-27 | 11,991 | $3.82 | 271,935 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-27 | 11,991 | $8.60 | 259,944 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2019-02-26 | 12,000 | $0.00 | 11,991 | $3.82 |
| Common Stock | Employee Stock Option | Disposition | 2019-02-27 | 11,991 | $0.00 | 0 | $3.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,991 | 2019-05-13 | No | 4 | M | Direct | |
| 0 | 2019-05-13 | No | 4 | M | Direct |
Footnotes
- Represents an exercise of vested employee stock options granted on May 13, 2009 under the Great Lakes Dredge & Dock Corporation 2007 Long-Term Incentive Plan.
- The option vested in three equal annual installments beginning May 13, 2010.
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