Filing Details

Accession Number:
0001209191-19-015169
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-01 18:10:25
Reporting Period:
2019-02-27
Accepted Time:
2019-03-01 18:10:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372020 Great Lakes Dredge & Dock Corp GLDD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1363032 Ryan Levenson C/O Great Lakes Dredge &Amp; Dock Corp.,
2122 York Road, Second Floor
Oak Brook IL 60523
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-27 500,000 $8.50 1,521,625 No 4 S Indirect By Privet Fund LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Privet Fund LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 148,500 Indirect By Managed Account of Privet Fund Management LLC
Common Stock 35,816 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Deferred Stock Units $0.00 0 30,404 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 30,404 Direct
Footnotes
  1. Represents the weighted average price. These shares were sold in multiple transactions ranging from $8.50 to $8.62, inclusive. Upon request by the Commission staff, the issuer or security holder of the issuer, the reporting person, will provide information regarding the number of shares disposed of at each separate price.
  2. Represents shares owned directly by Privet Fund LP ("Privet Fund"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management LLC ("Privet Fund Management"), the general partner and investment manager of Privet Fund, may be deemed to beneficially own the shares owned directly by Privet Fund for purposes of Section 16. Mr. Levenson expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  3. Represents shares held in an account separately managed by Privet Fund Management (the "Privet Fund Account"). Mr. Levenson, solely by virtue of his position as the managing member of Privet Fund Management, the investment manager of the Privet Fund Account, may be deemed to beneficially own the shares held in the Privet Fund Account for purposes of Section 16. Mr. Levenson expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  4. Deferred Stock Units ("DSUs") deferred pursuant to the Company's Director Deferral Plan. The DSUs will be payable in common stock on a 1-for-1 basis on the date upon which Mr. Levenson's board service ends.
  5. Not Applicable.
  6. No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.