Filing Details
- Accession Number:
- 0001104659-19-012066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-01 17:00:53
- Reporting Period:
- 2019-02-28
- Accepted Time:
- 2019-03-01 17:00:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1330436 | Liquidia Technologies Inc | LQDA | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1747047 | Benjamin Maynor | 419 Davis Drive, Suite 100 Morrisville NC 27560 | Svp, Research And Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-02-28 | 2,187 | $1.85 | 6,355 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-28 | 50 | $18.95 | 6,305 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-02-28 | 2,137 | $19.86 | 4,168 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-02-28 | 2,187 | $0.00 | 2,187 | $1.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,132 | 2011-05-12 | 2020-11-23 | No | 4 | M | Direct |
Footnotes
- The partial option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2018.
- The price in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.52 to $20.04, inclusive. The reporting person undertakes to provide to Liquidia Technologies, Inc., any holder of Liquidia Technologies, Inc. stock or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.