Home > Insider Trading > Filing (0001588047-19-000002)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1527541	Wheeler Real Estate Investment Trust Inc.	WHLR	Real Estate Investment Trusts (6798)	452681082

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1588047	M. Jeffrey Zwerdling	Riversedge North, 2529 Virginia Beach Blvd., Suite 200 Virginia Beach VA 23452		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-11-13	108,000	$5.25	13,500	No	4	P	Indirect	Held by a Trust in which Mr. Zwerdling serves as Co-Trustee
Common Stock	Acquisiton	2013-08-21	24,500	$4.30	16,563	No	4	P	Indirect	Held by a Trust in which Mr. Zwerdling serves as Co-Trustee
Common Stock	Acquisiton	2015-02-09	5,000	$3.60	17,188	No	4	P	Indirect	Held by a Trust in which Mr. Zwerdling serves as Co-Trustee
Common Stock	Acquisiton	2012-11-13	5,800	$5.25	725	No	4	P	Indirect	Held by a LLC in which Mr. Zwerdling has an interest
Common Stock	Acquisiton	2013-08-21	200	$4.30	750	No	4	P	Indirect	Held by a LLC in which Mr. Zwerdling has an interest

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held by a Trust in which Mr. Zwerdling serves as Co-Trustee
No	4	P	Indirect	Held by a Trust in which Mr. Zwerdling serves as Co-Trustee
No	4	P	Indirect	Held by a Trust in which Mr. Zwerdling serves as Co-Trustee
No	4	P	Indirect	Held by a LLC in which Mr. Zwerdling has an interest
No	4	P	Indirect	Held by a LLC in which Mr. Zwerdling has an interest

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series B Convertible Preferred Stock	Acquisiton	2014-04-24	6,500	$24.99	4,063	$40.00
Common Stock	Series B Convertible Preferred Stock	Acquisiton	2014-09-12	4,500	$24.99	2,813	$40.00
Common Stock	Common Stock Warrants	Acquisiton	2014-04-24	7,800	$0.01	975	$44.00
Common Stock	Common Stock Warrants	Acquisiton	2014-09-12	3,000	$0.01	375	$44.00
Common Stock	Common Stock Warrants	Acquisiton	2014-09-24	2,400	$0.01	300	$44.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,500	No	4	P	Indirect
11,000	No	4	P	Indirect
7,800	No	4	P	Indirect
10,800	No	4	P	Indirect
13,200	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	96,593	Direct
Common Stock	1,111	Indirect	Held in profit sharing plan
Common Stock	750	Indirect	Owned by spouse

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Series D Cumulative Covertible Preferred Stock	$16.96	1,474	1,000	Direct
Common Stock	Series D Cumulative Covertible Preferred Stock	$16.96	5,896	4,000	Indirect
Common Stock	Series B Convertible Preferred Stock	$40.00	2,500	4,000	Indirect
Common Stock	Series B Convertible Preferred Stock	$40.00	6,250	10,000	Direct
Common Stock	Common Stock Warrants	$44.00	1,500	12,000	Direct
Common Stock	Common Stock Warrants	$44.00	600	4,800	Indirect

Amount	Remaning Holdings	Nature of Ownership
1,474	1,000	Direct
5,896	4,000	Indirect
2,500	4,000	Indirect
6,250	10,000	Direct
1,500	12,000	Direct
600	4,800	Indirect

Footnotes

These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017.
Adjusted for the Company's Reverse Stock Split.
Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.
The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019.
Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date.