Filing Details
- Accession Number:
- 0000775158-19-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-01 12:03:24
- Reporting Period:
- 2019-02-28
- Accepted Time:
- 2019-03-01 12:03:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1679723 | J John Bryant | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902 | Evp And Pres, Defense Segment | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-28 | 1,134 | $28.96 | 6,309 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-28 | 682 | $77.85 | 5,627 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-28 | 2,000 | $47.33 | 7,627 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-28 | 1,500 | $77.81 | 6,127 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-28 | 3,575 | $46.94 | 9,702 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-28 | 2,637 | $77.87 | 7,065 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2019-02-28 | 1,134 | $0.00 | 1,134 | $28.96 |
| Common Stock | Options | Disposition | 2019-02-28 | 2,000 | $0.00 | 2,000 | $47.33 |
| Common Stock | Options | Disposition | 2019-02-28 | 3,575 | $0.00 | 3,575 | $46.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-09-17 | No | 4 | M | Direct | |
| 0 | 2020-09-16 | No | 4 | M | Direct | |
| 0 | 2021-09-15 | No | 4 | M | Direct |
Footnotes
- Reporting Person completed a cashless exercise of OSK stock options granted in 2012 and due to expire on September 17, 2019.
- Represents weighted average price. Individual sales by lot ranged from $77.83 to $77.86. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Options vest in one-third (1/3) annual increments commencing on 9/17/2013.
- Options vest in one-third (1/3) annual increments commencing on 9/16/2014.
- Options vest in one-third (1/3) annual increments commencing on 9/15/2015.
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