Filing Details
- Accession Number:
- 0001181431-11-015219
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-03 16:21:50
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-03
- Accepted Time:
- 2011-03-03 16:21:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1215807 | L Robert Bailey | 1380 Bordeaux Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-01 | 550 | $0.00 | 35,741 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-01 | 150 | $0.00 | 35,891 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-01 | 700 | $8.00 | 35,191 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-02 | 18,067 | $0.00 | 53,258 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-02 | 4,933 | $0.00 | 58,191 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-02 | 23,000 | $8.00 | 35,191 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 1-A Special Shares | Disposition | 2011-03-01 | 69 | $0.00 | 550 | $0.00 |
| Common Stock | 1-B Special Shares | Disposition | 2011-03-01 | 68 | $0.00 | 150 | $0.00 |
| Common Stock | 1-A Special Shares | Disposition | 2011-03-02 | 2,258 | $0.00 | 18,067 | $0.00 |
| Common Stock | 1-B Special Shares | Disposition | 2011-03-02 | 2,259 | $0.00 | 4,933 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,480 | No | 4 | M | Direct | ||
| 28,483 | No | 4 | M | Direct | ||
| 26,222 | No | 4 | M | Direct | ||
| 26,224 | No | 4 | M | Direct |
Footnotes
- PMC Ltd. 1-A Special Shares were exchanged for shares of PMCS Common Stock on a 1:8 basis.
- PMC Ltd. 1-B Special Shares were exchanged for shares of PMCS Common Stock on a 1:2.18448 basis.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 2, 2010.
- The sale price represents the weighted average sale price of the shares sold ranging from $8.00 to $8.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The PMC Ltd. 1-A Special Shares and PMC Ltd.1-B Special Shares are immediately exchangeable.
- Not applicable.
- In 1994, PMC Ltd. 1-A Special Shares and PMC Ltd. 1-B Special Shares were issued in exchange for shares of PMC-Sierra, Ltd. common stock.
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