Filing Details

Accession Number:
0001127602-19-008958
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-28 17:04:22
Reporting Period:
2019-02-28
Accepted Time:
2019-02-28 17:04:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1448864 J Patricia Walsh 230 Park Avenue
New York NY 10169
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-28 6,062 $50.71 18,062 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 26,582 26,582 Direct
Common Stock Performance Stock Unit $0.00 57,136 57,136 Direct
Common Stock Performance-Based Stock Options $0.00 158,574 158,574 Direct
Common Stock Deferred Savings Plan Issuer Stock Units $0.00 1,215 1,215 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
26,582 26,582 Direct
57,136 57,136 Direct
158,574 158,574 Direct
1,215 1,215 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $50.711 to $50.715. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
  2. The stock units will vest based on their respective award agreements.
  3. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon vesting can range from 0% to 150% of the number presented above.
  4. The options vest based on the conditions set forth in their respective agreements.
  5. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.