Filing Details
- Accession Number:
- 0000902664-19-001315
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-28 17:01:21
- Reporting Period:
- 2019-02-26
- Accepted Time:
- 2019-02-28 17:01:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1440024 | Roadrunner Transportation Systems Inc. | RRTS | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904495 | Elliott Associates, L.p. | 40 West 57Th Street 30Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share ("Common Stock") | Acquisiton | 2019-02-26 | 38,818,886 | $0.50 | 40,496,601 | No | 4 | X | Direct | |
Common Stock | Acquisiton | 2019-02-26 | 231,143,609 | $0.50 | 271,640,210 | No | 4 | P | Direct | |
Series B Cumulative Redeemable Preferred Stock | Disposition | 2019-02-26 | 49,600 | $0.00 | 0 | No | 4 | J | Direct | |
Series C Cumulative Redeemable Preferred Stock | Disposition | 2019-02-26 | 17,600 | $0.00 | 0 | No | 4 | J | Direct | |
Series D Cumulative Redeemable Preferred Stock | Disposition | 2019-02-26 | 32 | $0.00 | 0 | No | 4 | J | Direct | |
Series E Cumulative Redeemable Preferred Stock | Disposition | 2019-02-26 | 12,000 | $0.00 | 0 | No | 4 | J | Direct | |
Series E-1 Cumulative Redeemable Preferred Stock | Disposition | 2019-02-26 | 11,433 | $0.00 | 0 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | P | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Subscription Rights (right to buy) | Disposition | 2019-02-26 | 1,677,715 | $0.00 | 38,818,886 | $0.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-02-01 | 2019-02-19 | No | 4 | X | Direct |
Footnotes
- This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- Represents the exercise of subscription rights in the Issuer's rights offering, as described in the Issuer's Prospectus dated February 1, 2019 (the "Rights Offering") by the Reporting Person, with each right entitling the Reporting Person to purchase 23.1379497159 shares of Common Stock.
- Represents shares of Common Stock acquired by the Reporting Person pursuant to its backstop commitment in accordance with the Standby Purchase Agreement, dated as of November 8, 2018 (the "Standby Purchase Agreement"), filed as Exhibit 10.48 to the Issuer's Current Report on Form 8-K filed with the Securities and exchange Commission on November 9, 2018.
- Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement.
- Represents subscription rights acquired by the Reporting Person in connection with the Rights Offering.