Filing Details

Accession Number:
0000902664-19-001314
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-28 17:00:53
Reporting Period:
2019-02-26
Accepted Time:
2019-02-28 17:00:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1440024 Roadrunner Transportation Systems Inc. RRTS () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
937611 Elliott International, L.p. C/O Maples &Amp; Calder, P.o. Box 309
Ugland House, South Church Street
George Town E9 00000
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share ("Common Stock") Acquisiton 2019-02-26 82,490,030 $0.50 86,055,170 No 4 X Direct
Common Stock Acquisiton 2019-02-26 491,180,168 $0.50 577,235,338 No 4 P Direct
Series B Cumulative Redeemable Preferred Stock Disposition 2019-02-26 105,400 $0.00 0 No 4 J Direct
Series C Cumulative Redeemable Preferred Stock Disposition 2019-02-26 37,400 $0.00 0 No 4 J Direct
Series D Cumulative Redeemable Preferred Stock Disposition 2019-02-26 68 $0.00 0 No 4 J Direct
Series E Cumulative Redeemable Preferred Stock Disposition 2019-02-26 25,500 $0.00 0 No 4 J Direct
Series E-1 Cumulative Redeemable Preferred Stock Disposition 2019-02-26 24,295 $0.00 0 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 P Direct
No 4 J Direct
No 4 J Direct
No 4 J Direct
No 4 J Direct
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Subscription Rights (right to buy) Disposition 2019-02-26 3,565,140 $0.00 82,490,030 $0.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-01 2019-02-19 No 4 X Direct
Footnotes
  1. This Form 4 is filed jointly by Elliott International, L.P. ("Elliott International") and Elliott International Capital Advisors Inc. ("EICA" and, together with Elliott International, the "Reporting Persons"). EICA, as the investment manager of Elliott International, may be deemed to beneficially own the securities owned directly by Elliott International. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
  2. Represents the exercise of subscription rights in the Issuer's rights offering, as described in the Issuer's Prospectus dated February 1, 2019 (the "Rights Offering") by Elliott International, with each right entitling Elliott International to purchase 23.1379497159 shares of Common Stock.
  3. Represents shares of Common Stock acquired by Elliott International pursuant to its backstop commitment in accordance with the Standby Purchase Agreement, dated as of November 8, 2018 (the "Standby Purchase Agreement"), filed as Exhibit 10.48 to the Issuer's Current Report on Form 8-K filed with the Securities and exchange Commission on November 9, 2018.
  4. Represents shares of the Issuer's preferred stock that were redeemed by the Issuer at a price equal to their liquidation value plus all redemption premiums, in accordance with the Standby Purchase Agreement.
  5. Represents subscription rights acquired by the Reporting Persons in connection with the Rights Offering.