Filing Details
- Accession Number:
- 0001045567-11-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-03 16:12:33
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-03
- Accepted Time:
- 2011-03-03 16:12:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062231 | American Axle & Manufacturing Holdings Inc | AXL | Motor Vehicle Parts & Accessories (3714) | 383161171 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1045567 | E Richard Dauch | One Dauch Drive Detroit MI 48211-1198 | Co-Founder, Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-03-01 | 1,400 | $13.27 | 5,906,362 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 4,137 | $13.28 | 5,902,225 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 25,217 | $13.30 | 5,877,008 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 1,000 | $13.31 | 5,876,008 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 7,178 | $13.33 | 5,868,830 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 8,700 | $13.34 | 5,860,130 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 25,380 | $13.35 | 5,834,750 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 7,130 | $13.37 | 5,827,620 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 19,300 | $13.38 | 5,808,320 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 700 | $13.39 | 5,807,620 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 9,758 | $13.40 | 5,797,862 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 200 | $13.41 | 5,797,662 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 9,900 | $13.50 | 5,787,762 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 24,400 | $13.55 | 5,763,362 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 4,800 | $13.56 | 5,758,562 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 700 | $13.57 | 5,757,862 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-01 | 100 | $13.58 | 5,757,762 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-02 | 39,075 | $13.25 | 5,718,687 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-02 | 9,925 | $13.30 | 5,708,762 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-02 | 9,100 | $13.35 | 5,699,662 | No | 4 | S | Indirect | By Family Trusts |
Common Stock | Disposition | 2011-03-02 | 900 | $13.36 | 5,698,762 | No | 4 | S | Indirect | By Family Trusts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
No | 4 | S | Indirect | By Family Trusts |
Footnotes
- The sales reported in this Form 4 were affected pursuant to a rule 10b5-1 trading plan adopted by Sandra J. Dauch Gift Trust DTD May 25, 1998, Richard E. Dauch, Trustee, on March 10, 2010.
- Includes 151,500 shares previously reported as directly beneficially owned by the reporting person. These 151,500 shares were transferred to a grantor retained annuity trust on February 23, 2011.