Filing Details
- Accession Number:
- 0001480248-11-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-03 16:10:53
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-03
- Accepted Time:
- 2011-03-03 16:10:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394954 | Gt Solar International Inc. | SOLR | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1437637 | W David Keck | Gt Solar International, Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Vice President Gm Polysilicon | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2011-03-01 | 32,763 | $5.64 | 49,183 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2011-03-01 | 16,341 | $4.81 | 65,524 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-03-01 | 24,552 | $10.59 | 40,972 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-03-01 | 24,552 | $10.57 | 16,420 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Stock Option | Disposition | 2010-03-01 | 32,763 | $0.00 | 32,763 | $5.64 |
Common Stock, Par Value $.01 | Stock Option | Disposition | 2011-03-01 | 16,341 | $0.00 | 16,341 | $4.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
61,459 | 2017-12-21 | No | 4 | M | Direct | |
53,323 | 2019-09-01 | No | 4 | M | Direct |
Footnotes
- Of these options, one fourth vested on December 21, 2008, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to December 2008.
- Of these options, one fourth vested on September 1, 2010, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to September 2010.