Filing Details
- Accession Number:
- 0000899243-19-005202
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-28 16:09:38
- Reporting Period:
- 2019-02-26
- Accepted Time:
- 2019-02-28 16:09:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375151 | Zogenix Inc. | ZGNX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1024007 | L Cam Garner | C/O Zogenix, Inc. 5858 Horton Street, #455 Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-26 | 4,756 | $12.00 | 4,756 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-26 | 4,756 | $50.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-27 | 869 | $12.00 | 869 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-27 | 869 | $50.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-26 | 4,756 | $0.00 | 4,756 | $12.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-27 | 869 | $0.00 | 869 | $12.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 869 | 2023-06-18 | No | 4 | M | Direct | |
| 0 | 2023-06-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 40,843 | Indirect | By Garner Investments, LLC |
Footnotes
- The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
- The Reporting Person is the managing member of Garner Investments, LLC.
- The Option was granted on June 18, 2013 and vests in a series of twelve (12) successive, equal monthly installments beginning on the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.
Billionaire Hedge Funds
