Filing Details
- Accession Number:
- 0001474506-19-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-28 10:02:20
- Reporting Period:
- 2019-02-26
- Accepted Time:
- 2019-02-28 10:02:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1611277 | Helix Tcs Inc. | HLIX | Services-Detective, Guard & Armored Car Services (7381) | 814046024 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1710781 | Matthew Scott Ogur | C/O Helix Tcs, Inc. 10200 E. Girard Avenue, Suite B420 Denver CO 80231 | Chief Financial Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-02-26 | 7,467 | $1.63 | 22,413,300 | No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
Common Stock | Disposition | 2019-02-27 | 2,500 | $1.82 | 22,410,800 | No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Class "A" Convertible Preferred Stock | $0.00 | 1,000,000 | 1,000,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,000,000 | 1,000,000 | Indirect |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 trading plan dated April 13, 2018 executed by Helix Opportunities, LLC.
- The Class "A" Convertible Preferred Stock includes super majority voting rights and is convertible into 60% of common stock at any time.
- The Class "A" Convertible Preferred Stock does not have an expiration date.