Filing Details
- Accession Number:
- 0001394411-19-000006
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-02-27 21:13:50
- Reporting Period:
- 2019-02-15
- Accepted Time:
- 2019-02-27 21:13:50
- Original Submission Date:
- 2019-02-19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126741 | Gsi Technology Inc | GSIT | Semiconductors & Related Devices (3674) | 770398779 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1394411 | Robert Yau | Gsi Technology, Inc. 1213 Elko Drive Sunnyvale CA 94089 | Vp, Engin., Sect. & Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-15 | 2,000 | $3.38 | 1,032,522 | No | 4 | M | Indirect | Self as Co-Trustee for Yau Revocable Trust |
| Common Stock | Disposition | 2019-02-15 | 2,000 | $8.20 | 1,030,522 | No | 4 | S | Indirect | Self as Co-Trustee for Yau Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Self as Co-Trustee for Yau Revocable Trust |
| No | 4 | S | Indirect | Self as Co-Trustee for Yau Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-02-15 | 2,000 | $0.00 | 2,000 | $3.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,625 | 2013-01-13 | 2019-05-11 | No | 4 | M | Direct |
Footnotes
- The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2019.
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