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Home > Insider Trading > Filing (0000947871-19-000162)

Filing Details

Accession Number:: 0000947871-19-000162
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-02-27 20:16:18
Reporting Period:: 2019-02-25

Accepted Time:: 2019-02-27 20:16:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1438731	Alj Regional Holdings Inc	ALJJ	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1094988	M Jess Ravich	244 Madison Avenue, Pmb #358 New York NY 10016	Executive Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-02-25	1,749	$1.89	504,517	No	4	P	Indirect	Held by Libra Securities Holdings, LLC
Common Stock	Acquisiton	2019-02-26	20,160	$1.98	524,677	No	4	P	Indirect	Held by Libra Securities Holdings, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held by Libra Securities Holdings, LLC
No	4	P	Indirect	Held by Libra Securities Holdings, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,880,937	Direct
Common Stock	4,853,804	Indirect	By Exemption Trust under the Ravich Revocable Trust of 1989
Common Stock	68,669	Indirect	Held through pension plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (Right to Buy)	$4.00	2015-08-03	2022-08-02	350,000	350,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-08-02	350,000	350,000	Direct