Filing Details
- Accession Number:
- 0001127602-19-008765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-27 17:57:13
- Reporting Period:
- 2019-02-25
- Accepted Time:
- 2019-02-27 17:57:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
50863 | Intel Corp | INTC | Semiconductors & Related Devices (3674) | 941672743 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1131061 | D Andy Bryant | C/O Intel Corporation 2200 Mission College Blvd Santa Clara CA 95054 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-02-25 | 22,763 | $0.00 | 463,874 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-25 | 11,029 | $53.24 | 452,845 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-02-26 | 11,734 | $53.03 | 441,111 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance-based Restricted Stock Units | Disposition | 2019-02-25 | 27,880 | $0.00 | 27,880 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,559 | Indirect | By Employee Benefit Plan Trust |
Common Stock | 1,148 | Indirect | Joint Account with Spouse |
Footnotes
- Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply.
- Includes 518 shares acquired under the Company's Employee Stock Purchase Plan on February 19, 2019.
- This transaction was made pursuant to trading instructions adopted by the reporting person on October 29, 2018, that are intended to comply with Rule 10b5-1(c).
- This transaction was executed in multiple trades at prices ranging from $52.93 to $53.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply.
- Due to a limitation in the filing software, the total number of shares of Common Stock received was 22,763, as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 75.746%. Upon conversion of the RSUs, the Reporting Person received 21,117 shares of Common Stock. Upon conversion of $76,707.50 in dividend equivalents, the Reporting person received an additional 1,646 shares of Common Stock.