Filing Details
- Accession Number:
- 0001127602-19-008741
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-27 17:14:30
- Reporting Period:
- 2019-02-26
- Accepted Time:
- 2019-02-27 17:14:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1574135 | Pivotal Software Inc. | PVTL | Services-Prepackaged Software (7372) | 943094578 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1737546 | Onsi Fakhouri | C/O Pivotal Software, Inc. 875 Howard Street, Fifth Floor San Francisco CA 94103 | Svp, Cloud R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-02-26 | 6,750 | $5.06 | 210,000 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-02-26 | 5,000 | $6.26 | 215,000 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-02-26 | 1,950 | $6.78 | 216,950 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-02-26 | 13,700 | $22.49 | 203,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options (Right to Buy) | Disposition | 2019-02-26 | 6,750 | $0.00 | 6,750 | $5.06 |
| Class A Common Stock | Stock Options (Right to Buy) | Disposition | 2019-02-26 | 5,000 | $0.00 | 5,000 | $6.26 |
| Class A Common Stock | Stock Options (Right to Buy) | Disposition | 2019-02-26 | 1,950 | $0.00 | 1,950 | $6.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-06-28 | No | 4 | M | Direct | |
| 0 | 2024-10-30 | No | 4 | M | Direct | |
| 148,050 | 2025-05-13 | No | 4 | M | Direct |
Footnotes
- The stock option exercises reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The stock options were granted on June 28, 2013 and are fully vested. The original grant was for 10,000 options, of which 3,250 have been exercised.
- The stock options were granted on October 30, 2014 and vest over a four-year period, with 25% of the options vesting on the first anniversary of the grant date and the remaining options vesting in equal monthly installments thereafter.
- The stock options were granted on May 13, 2015 and vest over a four-year period, with 25% of the options vesting on the first anniversary of the grant date and the remaining options vesting in equal monthly installments thereafter.
Billionaire Hedge Funds
