Filing Details
- Accession Number:
- 0001209191-19-014127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-27 17:12:47
- Reporting Period:
- 2019-02-25
- Accepted Time:
- 2019-02-27 17:12:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1746127 | Swaminathan Venkataraman | 4353 North First Street San Jose CA 95134 | Evp Of Engineering And Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-02-25 | 4,188 | $0.00 | 59,738 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-02-25 | 24,188 | $15.00 | 55,550 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (Right to Buy Class B Common Stock) | Disposition | 2019-02-25 | 4,188 | $0.00 | 4,188 | $5.63 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-02-25 | 4,188 | $0.00 | 4,188 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-02-25 | 4,188 | $0.00 | 4,188 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,812 | 2020-08-05 | No | 4 | M | Direct | |
| 4,188 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 290,000 | Indirect | The Venkataraman Living Trust dated June 8, 2011 |
Footnotes
- Conversion of a derivative security pursuant to its terms.
- Includes 20,000 shares previously held indirectly as Swaminathan Venkataraman, Trustee of The Venkataraman Living Trust dated June 8, 2011 which were transferred to the reporting person immediately prior to the sale.
- The option is fully vested.
- All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
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