Filing Details
- Accession Number:
- 0001091667-19-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-27 16:58:07
- Reporting Period:
- 2019-02-25
- Accepted Time:
- 2019-02-27 16:58:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1091667 | Charter Communications Inc. | CHTR | Cable & Other Pay Television Services (4841) | 841496755 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1510102 | R Richard Dykhouse | C/O Charter Communications, Inc. 400 Atlantic Street Stamford CT 06901 | Evp/Gen Counsel/Corp Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-02-25 | 5,000 | $87.19 | 9,880 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2019-02-25 | 2,981 | $352.34 | 6,899 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2019-02-26 | 2,019 | $348.83 | 4,880 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options | Disposition | 2019-02-25 | 5,000 | $0.00 | 5,000 | $87.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,351 | 2023-02-20 | No | 4 | M | Direct |
Footnotes
- Exercise of a portion of stock options granted on 2/20/2013 pursuant to a 10b5-1 Plan.
- On 2/20/2013, the reporting person was granted 36,000 stock options 25% to vest in four equal installments on each of the first four anniversaries of 12/31/2012, subject to the achievement of stock price thresholds of $85 per share for 50% of the stock options and $105 per share for 50% of the stock options. In connection with the closing of the Time Warner Cable Inc. transactions, the merger exchange ratio of .9042 was applied to the exercise price and number of stock options.
- Withholding of securities to pay the exercise price and taxes.
- Sale of stock pursuant to a 10b5-1 Plan.