Home > Insider Trading > Filing (0001445305-19-000040)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1445305	Workiva Inc	WK	Services-Prepackaged Software (7372)	472509828

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1623880	Stuart J Miller	2900 University Boulevard Ames IA 50010	Executive Vp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2019-02-25	30,000	$15.86	361,738	No	4	M	Direct
Class A Common Stock	Disposition	2019-02-25	30,000	$48.33	331,738	No	4	S	Direct
Class A Common Stock	Acquisiton	2019-02-26	10,000	$15.86	341,738	No	4	M	Direct
Class A Common Stock	Disposition	2019-02-26	10,000	$49.01	331,738	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	Disposition	2019-02-25	30,000	$0.00	30,000	$15.86
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	Disposition	2019-02-26	10,000	$0.00	10,000	$15.86

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
134,240	2015-04-07	2024-04-06	No	4	M	Direct
124,240	2015-04-07	2024-04-06	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	$15.83	2015-08-12	2024-08-11	39,600	39,600	Direct
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	$14.74	2017-02-01	2026-01-31	31,469	31,469	Direct
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	$12.40	2018-02-01	2027-01-31	37,407	37,407	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-08-11	39,600	39,600	Direct
2026-01-31	31,469	31,469	Direct
2027-01-31	37,407	37,407	Direct

Footnotes

The price reported in Column 4 is a weighted-average price. The prices actually received range from $48.2737 to $49.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Exercise and sale at the direction and for the benefit of the reporting person's former spouse, accordingly the reporting person did not acquire beneficial ownership of the shares.
Granted pursuant to 2009 Unit Incentive Plan.
Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
Grant of stock option pursuant to the 2014 Equity Incentive Plan.
Vests in three equal annual installments commencing on the first anniversary of the grant date.