Home > Insider Trading > Filing (0001445305-19-000039)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1445305	Workiva Inc	WK	Services-Prepackaged Software (7372)	472509828

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1701596	Mithun Banarjee	2900 University Boulevard Ames IA 50010	Evp And Chief Customer Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2019-02-25	9,900	$2.53	148,169	No	4	M	Direct
Class A Common Stock	Acquisiton	2019-02-25	15,000	$14.07	163,169	No	4	M	Direct
Class A Common Stock	Acquisiton	2019-02-25	4,100	$14.28	167,269	No	4	M	Direct
Class A Common Stock	Acquisiton	2019-02-25	11,000	$13.55	178,269	No	4	M	Direct
Class A Common Stock	Disposition	2019-02-25	40,000	$48.32	138,269	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	Disposition	2019-02-25	9,900	$0.00	9,900	$2.53
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	Disposition	2019-02-25	15,000	$0.00	15,000	$14.07
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	Disposition	2019-02-25	4,100	$0.00	4,100	$14.28
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	Disposition	2019-02-25	11,000	$0.00	11,000	$13.55

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-03-25	2021-11-01	No	4	M	Direct
1,000	2016-04-01	2025-03-31	No	4	M	Direct
15,900	2017-07-01	2026-07-31	No	4	M	Direct
11,000	2018-01-03	2027-01-02	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	$15.86	2015-01-14	2024-01-13	11,880	11,880	Direct
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	$15.86	2014-01-14	2024-01-13	1,149	1,149	Direct
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	$15.83	2015-11-01	2024-11-05	13,860	13,860	Direct
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	$16.66	2017-01-04	2026-01-03	40,000	40,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-01-13	11,880	11,880	Direct
2024-01-13	1,149	1,149	Direct
2024-11-05	13,860	13,860	Direct
2026-01-03	40,000	40,000	Direct

Footnotes

The price reported in Column 4 is a weighted-average price. The prices actually received range from $48.2737 to $48.45. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
Fully vested on upon the grant date.